私募股票交易部职责
⑴ 绉佸嫙鍩洪噾鎬庢牱浜ゆ槗鑲＄エ鐨
绉佸嫙鍩洪噾鎬庢牱浜ゆ槗鑲＄エ鐨刜绉佸嫙鍩洪噾鐨勪氦鏄撴湁椋庨櫓鍚
绉佸嫙鍩洪噾涓鑸閮芥槸鎬庝箞浜ゆ槗鑲＄エ鐨勫憿?浣犵煡閬撹繖鏍峰瓙浜ゆ槗鑲＄エ鏈変粈涔堟牱鐨勯庨櫓鍦ㄥ悧?浠ヤ笅鏄灏忕紪涓哄ぇ瀹跺甫鏉ョ殑绉佸嫙鍩洪噾鎬庢牱浜ゆ槗鑲＄エ鐨勶紝甯屾湜鍙浠ュ湪涓瀹氱▼搴︿笂甯鍒板ぇ瀹躲
绉佸嫙鍩洪噾鎬庢牱浜ゆ槗鑲＄エ鐨
绉佸嫙鍩洪噾杩涜岃偂绁ㄤ氦鏄撶殑鍏蜂綋杩囩▼鍜屾柟寮忓氭牱锛屼竴鑸鐢卞熀閲戠粡鐞嗚礋璐ｆ搷浣溿備互涓嬫槸绉佸嫙鍩洪噾浜ゆ槗鑲＄エ鐨勪竴鑸娴佺▼锛
閫夎偂鍜屾姇璧勫喅绛栵細鍩洪噾缁忕悊鏍规嵁鍩洪噾鎶曡祫绛栫暐鍜岀洰鏍囷紝杩涜岃偂绁ㄩ夎偂鍜屾姇璧勫喅绛栥備粬浠浼氳繘琛屽叕鍙哥爺绌躲佽屼笟鍒嗘瀽鍜屽競鍦洪勬祴绛夊伐浣滐紝浠ョ‘瀹氶傚悎鎶曡祫鐨勮偂绁ㄣ
浜ゆ槗濮旀墭锛氬熀閲戠粡鐞嗘牴鎹鍐崇瓥锛屽皢浜ゆ槗鎸囦护濮旀墭缁欑粡绾鍟嗘垨浜ゆ槗鎵杩涜岃偂绁ㄤ拱鍗栦氦鏄撱傛寚浠ゅ彲鑳藉寘鎷浜ゆ槗鏁伴噺銆佷拱鍏ユ垨鍗栧嚭浠锋牸闄愬埗绛夈
鎵ц屼氦鏄擄細缁忕邯鍟嗘垨浜ゆ槗鎵鏀跺埌浜ゆ槗濮旀墭鍚庯紝浼氭牴鎹甯傚満鎯呭喌鍜屾寚浠よ佹眰锛岃繘琛岃偂绁ㄤ氦鏄撱備氦鏄撴墽琛岀殑浠锋牸鍙鑳戒細鏍规嵁甯傚満浠锋牸娉㈠姩鑰屾湁鎵鍙樺姩銆
缁撶畻鍜屾寔鏈夛細浜ゆ槗鎵ц屽悗锛屽熀閲戠粡鐞嗕細鎸佹湁鎵璐涔扮殑鑲＄エ銆傚熀閲戞寔鏈夌殑鑲＄エ鏁伴噺鍜屾瘮渚嬩細鏍规嵁鍩洪噾缁忕悊鐨勮皟浠撶瓥鐣ヨ繘琛岀＄悊銆
绉佸嫙鍩洪噾浜ゆ槗鑲＄エ鐨勯庨櫓
甯傚満椋庨櫓锛氳偂绁ㄥ競鍦哄瓨鍦ㄤ环鏍兼尝鍔ㄧ殑椋庨櫓锛屽熀閲戠殑鑲＄エ鎶曡祫浠峰煎彲鑳戒細鍙楀埌甯傚満鍥犵礌鐨勫奖鍝嶈屾尝鍔ㄣ
涓氱哗椋庨櫓锛氬熀閲戠粡鐞嗙殑鎶曡祫鍐崇瓥鍜屾搷浣滃彲鑳戒細鍑虹幇閿欒鎴栦笉鍑嗙‘鐨勬儏鍐碉紝瀵艰嚧鍩洪噾涓氱哗涓嶄匠銆
娴佸姩鎬ч庨櫓锛氭煇浜涜偂绁ㄥ彲鑳藉瓨鍦ㄦ祦鍔ㄦц緝宸鐨勬儏鍐碉紝鐗瑰埆鏄鍦ㄥ競鍦虹幆澧冧笉纭瀹氭垨浜ゆ槗閲忚緝灏忕殑鎯呭喌涓嬶紝鍙鑳戒細褰卞搷鍩洪噾鐨勪氦鏄撳拰閫鍑恒
鍏朵粬椋庨櫓锛氱佸嫙鍩洪噾杩樺彲鑳介潰涓村叾浠栭庨櫓锛屽傜＄悊浜洪庨櫓銆佹硶寰嬬洃绠￠庨櫓绛夈
鑲＄エ鏄鎬庝箞浜ゆ槗鐨
鑲＄エ鐨勪氦鏄撳師鍒欐槸浠锋牸浼樺厛銆佹椂闂翠紭鍏堬紝鎰忔濆氨鏄璇翠拱鑲＄エ鐨勬椂鍊欙紝浠烽珮鑰呭厛寰楋紝鍗栬偂绁ㄧ殑鏃跺欙紝浠蜂綆鑰呭厛寰楋紝鍚岀瓑浠锋牸鐨勮瘽锛屽厛濮旀墭鍗曞厛鎴愪氦锛屾垜浠涔板崠鑲＄エ閮芥槸閫氳繃濮旀墭鐨勬柟寮忥紝瑕佷箞鏄濮旀墭璇佸埜鍏鍙革紝瑕佷箞鏄鑷宸卞湪鑲＄エ浜ゆ槗杞浠堕噷闈㈠旀墭涓嬪崟锛岀瓑寰呯郴缁熺殑鎾鍚堟垚浜ゃ
鑲＄エ鐨勪氦鏄撴椂闂达細鍛ㄤ竴鑷冲懆浜斾笂鍗9:30鑷11:30鍜屼笅鍗13:00鑷15:00銆備笂鍗9:15寮濮嬶紝鎶曡祫浜哄氨鍙浠ヤ笅鍗曪紝9:25鍓嶅旀墭鐨勫崟瀛愶紝鍦ㄤ笂鍗9:25鏃舵挳鍚堬紝寰楀嚭鐨勪环鏍间究鏄鎵璋撯滃紑鐩樹环鈥濄9:25鍒9:30涔嬮棿濮旀墭鐨勫崟瀛,鍦9:30鎵嶅紑濮嬪勭悊銆
鑲＄エ鏄鑲′唤鍏鍙歌祫鏈鐨勬瀯鎴愰儴鍒嗭紝鍙浠ヨ浆璁┿佷拱鍗栵紝鏄璧勬湰甯傚満鐨勪富瑕侀暱鏈熶俊鐢ㄥ伐鍏凤紝浣嗕笉鑳借佹眰鍏鍙歌繑杩樺叾鍑鸿祫銆傝浆璁╄偂绁ㄨ繘琛屼拱鍗栫殑鏂规硶鍜屽舰寮忕О涓轰氦鏄撴柟寮忥紝涓婂競鍏鍙镐笂甯傜殑鏃跺欎細鍙戣岀浉搴旂殑鑲＄エ鏁伴噺锛岃繖浜涜偂绁ㄥ湪鑲″競閲岄潰鍒浜轰拱锛岃浜哄崠锛屼拱鍗栨潵鍥炲掓崲銆
鑲＄エ鍙戣屼环
褰撹偂绁ㄤ笂甯傚彂琛屾椂,涓婂競鍏鍙镐粠鍏鍙歌嚜韬鍒╃泭浠ュ強纭淇濊偂绁ㄤ笂甯傛垚鍔熺瓑瑙掑害鍑哄彂,瀵逛笂甯傜殑鑲＄エ涓嶆寜闈㈠煎彂琛,鑰屽埗璁涓涓杈冧负鍚堢悊鐨勪环鏍兼潵鍙戣,杩欎釜浠锋牸灏辩О涓鸿偂绁ㄧ殑鍙戣屼环銆
鑲＄エ甯傚満鐨勮亴鑳
鑲＄エ甯傚満鐨勮亴鑳藉弽鏄犱簡鑲＄エ甯傚満鐨勬ц川銆傚湪甯傚満缁忔祹绀句細涓锛岃偂绁ㄦ湁濡備笅鍥涗釜鏂归潰鐨勮亴鑳斤細
1.绉鑱氳祫鏈
涓婂競鍏鍙搁氳繃鑲＄エ甯傚満鍙戣岃偂绁ㄦ潵涓哄叕鍙哥归泦璧勬湰銆備笂甯傚叕鍙稿皢鑲＄エ濮旀墭缁欒瘉鍒告壙閿鍟嗭紝璇佸埜鎵块攢鍟嗗啀鍦ㄨ偂绁ㄥ競鍦轰笂鍙戣岀粰鎶曡祫鑰呫傝岄殢鐫鑲＄エ鐨勫彂琛岋紝璧勬湰灏变粠鎶曡祫鑰呮墜涓娴佸叆涓婂競鍏鍙搞
2.杞璁╄祫鏈
鑲″競涓鸿偂绁ㄧ殑娴侀氳浆璁╂彁渚涗簡鍦烘墍锛屼娇鑲＄エ鐨勫彂琛屽緱浠ュ欢缁銆傚傛灉娌℃湁鑲″競锛屾垜浠寰堥毦鎯宠薄鑲＄エ灏嗗備綍娴侀氾紝杩欐槸鐢辫偂绁ㄧ殑鍩烘湰鎬ц川鍐冲畾鐨勩傚綋涓涓鎶曡祫鑰呴夋嫨閾惰屽偍钃勬垨璐涔板哄埜鏃讹紝浠栦笉蹇呬负杩欑瑪閽辩殑娴佸姩鎬ф媴蹇冦傚洜涓烘棤璁烘庝箞璇达紝鍙瑕佸埌浜嗙害瀹氱殑鏈熼檺锛屼粬閮藉彲浠ユ寜鐓х害瀹氱殑鍒╃巼鏀跺洖鍒╂伅骞跺彇鍥炴湰閲戯紝鐗瑰埆鏄閾惰屽瓨娆撅紝鍗充娇鎻愬墠鍘绘敮鍙栵紝闄ゆ湰閲戝栦篃鑳藉緱鍒板皯閲忓埄鎭锛屾讳箣锛屽皢鎶曡祫鎾ゅ洖銆佸彉涓虹幇閲戜笉瀛樺湪浠讳綍闂棰樸備絾鑲＄エ灏变笉鍚屼簡锛屼竴鏃﹁喘涔颁簡鑲＄エ灏辩О涓轰簡浼佷笟鐨勮偂涓滐紝姝ゅ悗锛屼綘鏃涓嶈兘瑕佹眰鍙戣岃偂绁ㄧ殑浼佷笟閫鑲★紝涔熶笉鑳借佹眰鍙戣屼紒涓氳祹鍥炪傚傛灉娌℃湁鑲＄エ鐨勬祦閫氫笌杞璁╁満鎵锛岃喘涔拌偂绁ㄧ殑鎶曡祫灏卞彉鎴愪簡涓绗旀婚挶锛屽嵆浣挎寔鑲′汉鎬ラ渶鐜伴噾锛岃偂绁ㄤ篃鏃犳硶鍏戠幇銆傝繖鏍风殑璇濓紝浜轰滑瀵硅喘涔拌偂绁ㄥ氨浼氭湁鍚庨【涔嬪咖锛岃偂绁ㄧ殑鍙戣屽氨浼氬嚭鐜板洶闅俱傛湁浜嗚偂绁ㄥ競鍦猴紝鑲℃皯灏卞彲浠ラ殢鏃跺皢鎸佹湁鐨勮偂绁ㄥ湪鑲″競涓婅浆璁╋紝鎸夋瘮杈冨叕骞充笌鍚堢悊鐨勪环鏍煎皢鑲＄エ鍏戠幇锛屼娇姝婚挶鍙樹负娲婚挶銆