私募股票交易部職責
⑴ 縐佸嫙鍩洪噾鎬庢牱浜ゆ槗鑲＄エ鐨
縐佸嫙鍩洪噾鎬庢牱浜ゆ槗鑲＄エ鐨刜縐佸嫙鍩洪噾鐨勪氦鏄撴湁椋庨櫓鍚
縐佸嫙鍩洪噾涓鑸閮芥槸鎬庝箞浜ゆ槗鑲＄エ鐨勫憿?浣犵煡閬撹繖鏍峰瓙浜ゆ槗鑲＄エ鏈変粈涔堟牱鐨勯庨櫓鍦ㄥ悧?浠ヤ笅鏄灝忕紪涓哄ぇ瀹跺甫鏉ョ殑縐佸嫙鍩洪噾鎬庢牱浜ゆ槗鑲＄エ鐨勶紝甯屾湜鍙浠ュ湪涓瀹氱▼搴︿笂甯鍒板ぇ瀹躲
縐佸嫙鍩洪噾鎬庢牱浜ゆ槗鑲＄エ鐨
縐佸嫙鍩洪噾榪涜岃偂紲ㄤ氦鏄撶殑鍏蜂綋榪囩▼鍜屾柟寮忓氭牱錛屼竴鑸鐢卞熀閲戠粡鐞嗚礋璐ｆ搷浣溿備互涓嬫槸縐佸嫙鍩洪噾浜ゆ槗鑲＄エ鐨勪竴鑸嫻佺▼錛
閫夎偂鍜屾姇璧勫喅絳栵細鍩洪噾緇忕悊鏍規嵁鍩洪噾鎶曡祫絳栫暐鍜岀洰鏍囷紝榪涜岃偂紲ㄩ夎偂鍜屾姇璧勫喅絳栥備粬浠浼氳繘琛屽叕鍙哥爺絀躲佽屼笟鍒嗘瀽鍜屽競鍦洪勬祴絳夊伐浣滐紝浠ョ『瀹氶傚悎鎶曡祫鐨勮偂紲ㄣ
浜ゆ槗濮旀墭錛氬熀閲戠粡鐞嗘牴鎹鍐崇瓥錛屽皢浜ゆ槗鎸囦護濮旀墭緇欑粡綰鍟嗘垨浜ゆ槗鎵榪涜岃偂紲ㄤ拱鍗栦氦鏄撱傛寚浠ゅ彲鑳藉寘鎷浜ゆ槗鏁伴噺銆佷拱鍏ユ垨鍗栧嚭浠鋒牸闄愬埗絳夈
鎵ц屼氦鏄擄細緇忕邯鍟嗘垨浜ゆ槗鎵鏀跺埌浜ゆ槗濮旀墭鍚庯紝浼氭牴鎹甯傚満鎯呭喌鍜屾寚浠よ佹眰錛岃繘琛岃偂紲ㄤ氦鏄撱備氦鏄撴墽琛岀殑浠鋒牸鍙鑳戒細鏍規嵁甯傚満浠鋒牸娉㈠姩鑰屾湁鎵鍙樺姩銆
緇撶畻鍜屾寔鏈夛細浜ゆ槗鎵ц屽悗錛屽熀閲戠粡鐞嗕細鎸佹湁鎵璐涔扮殑鑲＄エ銆傚熀閲戞寔鏈夌殑鑲＄エ鏁伴噺鍜屾瘮渚嬩細鏍規嵁鍩洪噾緇忕悊鐨勮皟浠撶瓥鐣ヨ繘琛岀＄悊銆
縐佸嫙鍩洪噾浜ゆ槗鑲＄エ鐨勯庨櫓
甯傚満椋庨櫓錛氳偂紲ㄥ競鍦哄瓨鍦ㄤ環鏍兼嘗鍔ㄧ殑椋庨櫓錛屽熀閲戠殑鑲＄エ鎶曡祫浠峰煎彲鑳戒細鍙楀埌甯傚満鍥犵礌鐨勫獎鍝嶈屾嘗鍔ㄣ
涓氱嘩椋庨櫓錛氬熀閲戠粡鐞嗙殑鎶曡祫鍐崇瓥鍜屾搷浣滃彲鑳戒細鍑虹幇閿欒鎴栦笉鍑嗙『鐨勬儏鍐碉紝瀵艱嚧鍩洪噾涓氱嘩涓嶄匠銆
嫻佸姩鎬ч庨櫓錛氭煇浜涜偂紲ㄥ彲鑳藉瓨鍦ㄦ祦鍔ㄦц緝宸鐨勬儏鍐碉紝鐗瑰埆鏄鍦ㄥ競鍦虹幆澧冧笉紜瀹氭垨浜ゆ槗閲忚緝灝忕殑鎯呭喌涓嬶紝鍙鑳戒細褰卞搷鍩洪噾鐨勪氦鏄撳拰閫鍑恆
鍏朵粬椋庨櫓錛氱佸嫙鍩洪噾榪樺彲鑳介潰涓村叾浠栭庨櫓錛屽傜＄悊浜洪庨櫓銆佹硶寰嬬洃綆￠庨櫓絳夈
鑲＄エ鏄鎬庝箞浜ゆ槗鐨
鑲＄エ鐨勪氦鏄撳師鍒欐槸浠鋒牸浼樺厛銆佹椂闂翠紭鍏堬紝鎰忔濆氨鏄璇翠拱鑲＄エ鐨勬椂鍊欙紝浠烽珮鑰呭厛寰楋紝鍗栬偂紲ㄧ殑鏃跺欙紝浠蜂綆鑰呭厛寰楋紝鍚岀瓑浠鋒牸鐨勮瘽錛屽厛濮旀墭鍗曞厛鎴愪氦錛屾垜浠涔板崠鑲＄エ閮芥槸閫氳繃濮旀墭鐨勬柟寮忥紝瑕佷箞鏄濮旀墭璇佸埜鍏鍙革紝瑕佷箞鏄鑷宸卞湪鑲＄エ浜ゆ槗杞浠墮噷闈㈠旀墭涓嬪崟錛岀瓑寰呯郴緇熺殑鎾鍚堟垚浜ゃ
鑲＄エ鐨勪氦鏄撴椂闂達細鍛ㄤ竴鑷沖懆浜斾笂鍗9:30鑷11:30鍜屼笅鍗13:00鑷15:00銆備笂鍗9:15寮濮嬶紝鎶曡祫浜哄氨鍙浠ヤ笅鍗曪紝9:25鍓嶅旀墭鐨勫崟瀛愶紝鍦ㄤ笂鍗9:25鏃舵挳鍚堬紝寰楀嚭鐨勪環鏍間究鏄鎵璋撯滃紑鐩樹環鈥濄9:25鍒9:30涔嬮棿濮旀墭鐨勫崟瀛,鍦9:30鎵嶅紑濮嬪勭悊銆
鑲＄エ鏄鑲′喚鍏鍙歌祫鏈鐨勬瀯鎴愰儴鍒嗭紝鍙浠ヨ漿璁┿佷拱鍗栵紝鏄璧勬湰甯傚満鐨勪富瑕侀暱鏈熶俊鐢ㄥ伐鍏鳳紝浣嗕笉鑳借佹眰鍏鍙歌繑榪樺叾鍑鴻祫銆傝漿璁╄偂紲ㄨ繘琛屼拱鍗栫殑鏂規硶鍜屽艦寮忕О涓轟氦鏄撴柟寮忥紝涓婂競鍏鍙鎬笂甯傜殑鏃跺欎細鍙戣岀浉搴旂殑鑲＄エ鏁伴噺錛岃繖浜涜偂紲ㄥ湪鑲″競閲岄潰鍒浜轟拱錛岃浜哄崠錛屼拱鍗栨潵鍥炲掓崲銆
鑲＄エ鍙戣屼環
褰撹偂紲ㄤ笂甯傚彂琛屾椂,涓婂競鍏鍙鎬粠鍏鍙歌嚜韜鍒╃泭浠ュ強紜淇濊偂紲ㄤ笂甯傛垚鍔熺瓑瑙掑害鍑哄彂,瀵逛笂甯傜殑鑲＄エ涓嶆寜闈㈠煎彂琛,鑰屽埗璁涓涓杈冧負鍚堢悊鐨勪環鏍兼潵鍙戣,榪欎釜浠鋒牸灝辯О涓鴻偂紲ㄧ殑鍙戣屼環銆
鑲＄エ甯傚満鐨勮亴鑳
鑲＄エ甯傚満鐨勮亴鑳藉弽鏄犱簡鑲＄エ甯傚満鐨勬ц川銆傚湪甯傚満緇忔祹紺句細涓錛岃偂紲ㄦ湁濡備笅鍥涗釜鏂歸潰鐨勮亴鑳斤細
1.縐鑱氳祫鏈
涓婂競鍏鍙擱氳繃鑲＄エ甯傚満鍙戣岃偂紲ㄦ潵涓哄叕鍙哥歸泦璧勬湰銆備笂甯傚叕鍙稿皢鑲＄エ濮旀墭緇欒瘉鍒告壙閿鍟嗭紝璇佸埜鎵塊攢鍟嗗啀鍦ㄨ偂紲ㄥ競鍦轟笂鍙戣岀粰鎶曡祫鑰呫傝岄殢鐫鑲＄エ鐨勫彂琛岋紝璧勬湰灝變粠鎶曡祫鑰呮墜涓嫻佸叆涓婂競鍏鍙搞
2.杞璁╄祫鏈
鑲″競涓鴻偂紲ㄧ殑嫻侀氳漿璁╂彁渚涗簡鍦烘墍錛屼嬌鑲＄エ鐨勫彂琛屽緱浠ュ歡緇銆傚傛灉娌℃湁鑲″競錛屾垜浠寰堥毦鎯寵薄鑲＄エ灝嗗備綍嫻侀氾紝榪欐槸鐢辮偂紲ㄧ殑鍩烘湰鎬ц川鍐沖畾鐨勩傚綋涓涓鎶曡祫鑰呴夋嫨閾惰屽偍钃勬垨璐涔板哄埜鏃訛紝浠栦笉蹇呬負榪欑瑪閽辯殑嫻佸姩鎬ф媴蹇冦傚洜涓烘棤璁烘庝箞璇達紝鍙瑕佸埌浜嗙害瀹氱殑鏈熼檺錛屼粬閮藉彲浠ユ寜鐓х害瀹氱殑鍒╃巼鏀跺洖鍒╂伅騫跺彇鍥炴湰閲戱紝鐗瑰埆鏄閾惰屽瓨嬈撅紝鍗充嬌鎻愬墠鍘繪敮鍙栵紝闄ゆ湰閲戝栦篃鑳藉緱鍒板皯閲忓埄鎮錛屾諱箣錛屽皢鎶曡祫鎾ゅ洖銆佸彉涓虹幇閲戜笉瀛樺湪浠諱綍闂棰樸備絾鑲＄エ灝變笉鍚屼簡錛屼竴鏃﹁喘涔頒簡鑲＄エ灝辯О涓轟簡浼佷笟鐨勮偂涓滐紝姝ゅ悗錛屼綘鏃涓嶈兘瑕佹眰鍙戣岃偂紲ㄧ殑浼佷笟閫鑲★紝涔熶笉鑳借佹眰鍙戣屼紒涓氳祹鍥炪傚傛灉娌℃湁鑲＄エ鐨勬祦閫氫笌杞璁╁満鎵錛岃喘涔拌偂紲ㄧ殑鎶曡祫灝卞彉鎴愪簡涓絎旀婚挶錛屽嵆浣挎寔鑲′漢鎬ラ渶鐜伴噾錛岃偂紲ㄤ篃鏃犳硶鍏戠幇銆傝繖鏍風殑璇濓紝浜轟滑瀵硅喘涔拌偂紲ㄥ氨浼氭湁鍚庨【涔嬪咖錛岃偂紲ㄧ殑鍙戣屽氨浼氬嚭鐜板洶闅俱傛湁浜嗚偂紲ㄥ競鍦猴紝鑲℃皯灝卞彲浠ラ殢鏃跺皢鎸佹湁鐨勮偂紲ㄥ湪鑲″競涓婅漿璁╋紝鎸夋瘮杈冨叕騫充笌鍚堢悊鐨勪環鏍煎皢鑲＄エ鍏戠幇錛屼嬌姝婚挶鍙樹負媧婚挶銆